Functional Area Other
Industry Type Banking-Financial Services-Broking
Keywords Anti money laundering,Dms,ISS,Trade processing,Associate 1,Manual,Corporate,Testing,Banking
Trade processing, investor account maintenance, issue reporting and resolution.
Process investor transactions:
review documentation, ensure anti - money laundering documentation has been received, enter subscription on ISS and save documentation on to DMS
Process updates/changes to investor account registration details review documentation, enter details on ISS and save documentation on to DMS
Assist in preparation, review and resolution reconciliations of TA cash accounts
Assist with the payment of fees, expenses on behalf of the fund
Assist with the preparation of the monthly investor statements in accordance with client instructions
Assist with the collection, review and update to ISS, where required of investor related documentation including AML, bank details etc.
Assist with testing and review of new systems developments as they occur.
During the course of normal day to day operation, responsible for identifying any unusual or potentially suspicious transaction activity and must report and/or escalate in accordance with corporate policy and guidelines detailed in relevant operating procedures.
Work Parameters Or Boundaries:
State Street Employee Handbook
Internal Procedures Manual
Performance Planning and Review System (PPR)
Desired Candidate Profile
Under Graduate Qualification
PG Qualifications Any PG Course (Any Specialization)
- Note: Candidate should have either UG or PG qualifications