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Vice President - Banking Regulatory and Compliance

Bangalore, Karnataka

Anlage Infotech (I) Pvt. Ltd

Job Description

Job Description:
This position will lead and manage a new team of Compliance Consultants with expertise in third party regulatory requirements. The team will conduct assessments/reviews of enterprise third party engagements in accordance with assigned laws, rules, regulations and regulatory guidance including, and ensuring appropriate identification, reporting, escalation, and resolution of issues. These assessments are a critical new component of the enterprise third party oversight program.

Specific Job Responsibilities:

Overseeing Compliance team assessment activities
Ensuring assessments meet or exceed established regulatory requirements and expectations across multiple regulators, including the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, and the Federal Reserve
Identifying risks within third party engagements policies, procedures and training materials
Ensuring the accuracy and completeness of third partys policies, procedures, and training material
Effectively partnering with LOB Engagement, Relationship, and Compliance Managers to assess risks within their respective third parties engagements
Maintaining an awareness of Third Party oversight regulatory requirements
Assuring Enterprise Third Party Risk Management program (TPRM) compliance with applicable regulatory and internal policy requirements
Appropriately identifying, escalating and addressing issues, when necessary
Providing guidance and credible challenge for assigned regulatory compliance risk management activities
Providing oversight and guidance for LOB third party regulatory compliance risk management activities by performing consistent, enterprise-wide third party assessments of the associated activities (e.g., policies, procedures, and training materials) of third party engagements
Using Corporate Risk tools and reporting to conduct risk assessments and analysis
Participating in or leading cross-business initiatives to ensure successful implementation of applicable regulatory changes or other required action plans
Building strong partnerships and collaborating effectively with TPRM, Group Third Party Officers, Corporate Risk, Law Department, LOB partners and regulatory authorities
Proactively promoting an inclusive and collaborative work environment
Building and continuously enhancing team knowledge and understanding of regulatory requirements impacting third parties

Company Description

Welcome to Anlage HRO Services (an-lage pronounced as än-lej), an HR & IT consulting... organisation, providing staff augmentation, recruitment and executive search services, where talent meets promise. With our diverse gamut of services, we bring exemplary forte to business across verticals.   Read full description

Additional Information

Last updated:
Job type:
Full time
Position type:
Minimum experience:
More than ten years
Jobs in Banking / Financial Services , Jobs in Legal / Law
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