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Manager - Compliance and Audit

Gurgaon, Delhi-NCR

AVTAR Career Creators

Job Description

o Responsible for compliance to all banks policies, manuals & circulars as per the RBI/ Basel/ UCPDC norms, taking care of procedures and controls at the branch level.

o Take care of Branchs overall compliance to KYC, AML, CFT, FEMA, FATCA and CRS norms and reporting to Head Office on periodical basis.

o To liaise with empanelled legal experts / empanelled valuers for credit and administration related issues.

o To check for income leakage at the branch level with regard to customer service and credit related issues and take measures to control it.

o Check whether the credit policies and local laws have been complied with regard to Credit sanction and servicing in order to safeguard the banks interest.

o Preparing compliance reports for the branch for reporting to HO.

o Facilitating Concurrent audit as well as periodically audit the procedures of the branch for early recognition of risk and suggest appropriate action for mitigation of risks.

o To report risk instances of the branch with various committees at HO like Management Committee, ALCO, Risk Management Committee, Fraud Management Committee etc. for on time identification of risk and mitigation.

o To prepare / check for compliance of the branch with the various operational risk policies including customer rights policy, customer service policy, customer information security, IT support etc.

o To create awareness with the branch employees on code of conduct, operational procedures and mitigation of operational risk etc.

Company Description

Recruitment Consulting is all about discovering the right talent at the right time, capable of... staying engaged to your organization. It is about building enduring relationships, with all stakeholders – the Talent-sourcing Organization and the Job seeking professional. It’s about investing time in relationships, and also investing capital in high-technology infrastructure.   Read full description

Additional Information

Last updated:
Job type:
Full time
Position type:
Minimum experience:
Between five and ten years
Compulsory Education
Jobs in Accounting / Auditing / Tax
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