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COMPLIANCE MANAGER(CORPORATE)

Mangalore, Karnataka

Ujjivan Financial Services Pvt. Ltd.

Job Description

8 + years of experience in banking domain, a good understanding of banking rules and regulatory guidelines that impact banking.
Preferably to have worked in the areas of branch banking/ Operations/ risk/ IT / Compliance /Audit functions of the bank.

Job Description/ Key Responsibilities:

Establish and continuously improve a consistent compliance framework for the identification, management, monitoring and reporting of Compliance risks and issues.
Eye for detail and expertise in performing banking compliance functions, advisory and testing.
Monitor the compliance at 3 levels ,Branch ,Department and Organisation level
Understanding of Regulatory laws, regulatory strategies
Knowledge and experience of best practice compliance and governance frameworks, methodologies and emerging practice, compliance monitoring and risk assessments
Experience of communicating with regulators and assisting with regulatory enquiries and inspections.
Ability to interpret data, perform fair and responsible banking analysis and validate results.
Identification and prioritization of compliance issues. Adherence to policies, procedures, processes, checklists, controls and inputs for training programmes.
Assist in the Implementation of compliance plans in developing risk registers covering various activities of the bank.
Assist with the compliance risk assessment process ensuring that the compliance risks are appropriately identified and assessed.
Conduct compliance risk reviews and provide guidance for risk assessment in various business areas and evaluate effectiveness of internal control system. Testing, monitoring and investigations related to banking compliance
Review of new / modifications of products and processes.
Handling compliance monitoring tools and support branches & various units of the Bank to promote the Compliance culture.
Provide functional support to internal departments in areas of compliance with regulatory bodies, dissemination of circulars issued by regulators etc.
Train personnel to ensure that they understand their responsibilities in complying with regulations. Provide compliance monitoring trainings to relevant Department and other nodal officers in departments.
Keep abreast of the latest changes, if any, in the regulatory environment pertaining to the SFBs

Company Description


There were many microfinance institutions active in rural India, but very few served... India’s urban population. To bridge this gap, Ujjivan focused on the urban poor. This is a fast growing segment that is relatively new to India’s microfinance industry. Our surveys and interaction with the urban poor show that they are exposed to enormous contingencies and are required to share their meagre resources with neighbors, friends, relatives and colleagues. Hence, there is a tremendous amount of bonding and affinity among them. We have also found that, contrary to popular belief, the urban poor are a stable population. Therefore, the significant difference between the urban and rural population is the lack of time and availability of space in cities.  Read full description

Additional Information

Last updated:
30/09/2018
Job type:
Full time
Position type:
Permanent
Vacancies:
1
Minimum experience:
Between five and ten years
Education:
Compulsory Education
Category:
Jobs in Banking / Financial Services
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