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Back Office Executive

Ludhiana, Punjab

Swastika Investmart Limited

Job Description

Position- Admin Executive :

1. Handling existing clients queries related to account opening effectively.
2. Regularly update and retrieve data. Also, will be required to maintain back-up.
3.Must have knowledge about Stock broking.

Position- Compliance Executive

Key Responsibilities:

1. To handle the complete Authorized Person registration process in all exchanges.
2.To prepare various pages & documents required for Authorized Person registrar.
3. Coordinating with branches regarding all Authorized Person registration process.
4. o co-ordinate with all exchanges regarding Authorized Person registration & cancellation processes.
5. Coordinate with Head office for process related to Authorized Person registration.
6. Maintaining complete Authorized Person date.
7.Proper filling of all Authorized Person documents.
8. To remain updated about all the compliance requirements for Authorized Person registration of individual partnership firms & corporate.
9. Maintain proper communication with all the branches regarding proper compliance & related requirements.
10. Managing & supervising compliance related to all Authorized Person


Required Skills:
1.Basic Legal Knowledge.
2.Should be able to draft & maintain various agreements & legal papers.
3. To have knowledge of exchanges & their software.

Position: Terminal Operator/ Dealer

Key Responsibilities:
1. Execute trade on behalf of client.
2. Providing key clients daily trading information and market movements.

Required Skills:
1. Should have good knowledge of Trading softwares.
2. Should be apt to handle HNI, Retail clients & Sub-brokers.
3. Should have good communication skills.
4. Should have knowledge of equities, commodities, derivatives and mutual funds.
5. Should have good tele-marketing skills.

Position: Accounts

1.Capable of doing all purchase entries in Tally & ERP,
2.Journal Entries and updo finalization of accounts,
3.Bank Reconciliation,
4.Debtors/Creditors Account Reconciliation,
5.Payment to Vendor, Bank Entries etc.

Company Description

Swastika Investmart Ltd. (Formerly known as Swastika Fin-Lease Ltd.), a Public Limited... Company, was incorporated in 1992 with its Registered Office in Mumbai and Administrative office at Indore (M.P.). It was promoted by Mr. Sunil Nyati belonging to the Swastika group of Rajasthan, engaged in diversified business since 1959.   Read full description

Additional Information

Last updated:
24/01/2019
Job type:
Full time
Position type:
Permanent
Vacancies:
15
Minimum experience:
Less than one year
Education:
Compulsory Education
Salary range:
₹ 1,25,000 - ₹ 2,00,000 / Yearly (Gross Pay)
Category:
Jobs in Customer Service / Call Centre / Operations / Data Entry
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