The responsibilities may change as per business requirements; Logical Access – Responsible for export controlled determination of various IT requests from requestors from different countries. Communicate via phone / E-mail with the Data owners, project managers to understand export determination of the data or IT Qualifications: Bachelors Degree / Masters Degree in any stream. 2-3 or more years of work ...
within finance for a particular business. · Supports policy and process improvement and identifies opportunities. · Identifies issues and proposes solutions to a more senior individual contributor or manager. · Represents finance on cross functional teams. · Provides mentoring and guidance to entry level
of the candidate is to perform Equities, Fixed Income and Currency surveillance by using the relevant surveillance systems and tools in analyzing relevant facts. Job Description Position Title: Assistant Manager (Trade Surveillance Analyst) Business Group: Compliance Department: Compliance COE - Surveillance
of the candidate is to perform Equities,Fixed Income and Currency surveillance by using the relevant surveillance systems and tools in analyzing relevant facts. Job Description: Position Title: Assistant Manager (Trade Surveillance Analyst) Business Group: Compliance Department: Compliance COE - Surveillance
of the candidate is to perform Equities, Fixed Income and Currency surveillance by using the relevant surveillance systems and tools in analyzing relevant facts. Job Description: Position Title: Assistant Manager (Trade Surveillance Analyst)Business Group: ComplianceDepartment: Compliance COE ...
for potential conflicts with the Watch and Restricted Lists Review Equity Research for compliance with quiet periods (e.g., IPO, Secondary, and Lock-Up expirations) Chaperone interactions between Investment Banking/Capital Markets and Equity Research personnel for compliance with various research-related Qualifications: Minimum 5 years of relevant working experience in financial industry (Legal and ...
and report on future changes in import/export laws and in relevant local territory practices and ensure such knowledge is factored into the planning of the department�s own strategy, resources and procedures. Effectively manage a sales and marketing budget to achieve targeted sales of �����.within 12
Description Daily interactions with our Business partners, Product Heads and Senior Management Responsibility for the maintenance of compliance environment Ensure effective, robust and proactive management of the end to end aspects of the compliance segment of the India Operations - Trade
1. JOB REQUIREMENTS EDUCATION QUALIFICATION ESSENTIAL Graduate, Company Secretary ESSENTIAL EXPERIENCE 4 to 5 Years in Compliance field ADDITIONAL KNOWLEDGE LLB 2. JOB DESCRIPTION a. MAIN PURPOSE OF THE JOB Secretarial and Compliances b. KEY RESPONSIBILITIES OF THE JOB (KRA) SL. RESPONSIBILITY AREA
compliance managers/analysts) on their day-to-day oversight/surveillance activities that provide full coverage over the compliance requirements for Employee/Personal trading and Outside Business Activities. Job Description Position Title: Regional Head of Employee Trading and Outside Business Activities
and in addition assisting the TS, GTLP business management team in managing compliance risk in the Bank and assist the India TS / GTLP / CEM Compliance team in providing compliance and regulatory advice for the business and associated support functions, including advice on existing and new India banking and other
Job Background/Context: The Asia Pac (xJapan) Surveillance Head reports directly to the Regional Head of ICG (x Private Bank) Compliance based in Hong Kong with a matrix report into the Global Head of Compliance Surveillance in New York. This key second line of defense position is responsible for managing a team of over
raising and risk management (ECM and DCM). Treasury Services: JPMorgan is a full-service provider of cash management, liquidity and trade solutions to financial institutions, MNC corporations and local corporations in India. JPM is a leading clearing bank for major currencies like USD and EUR Markets &
and related risk and, monitor and test the adequacy of the firm’s compliance control environment. Global Compliance Programs is a team of experienced program and project management professionals dedicated to planning, executing and delivering strategic process improvement and technology initiatives
Licence (Category 1) for conducting the foreign exchange business in India, issued by RBI. The main Lines of Business are Currency and Emerging Markets (CEM), Glocal Corporate Bank (GCB), Transaction Services (TS), Chief Investment Office (Corporate Function - CIO), Global Trade Loan Product (GTLP ...
If you are Business Operations Manager, you will have a chance to • Ensure Harmonized Tariff Schedule and Export Control classification numbers are assigned and added to Corporate Database (WWCLASS) in a timely manner using reasonable care. • Maintain accuracy and compliance as set out by all
denomination of Recharge cards / EPRS. Ensuring sales target achievement. Ensuring proper spread of material in market both depth & width. Proper & planned market coverage & merchandising. Channel expansion Conducting training at Dealers and Distributors end. FOS Management (beat Plan / journey cycle) Proper