and dissemination, establishment of policies, performing compliance training, assisting with compliance testing, information controls, data privacy and bank secrecy, monitoring regulatory reporting requirements, implementation of US regulations (such as OFAC, the Patriot Act, BSA, Reg W, etc.), disputes and customer
Listing and Listing Compliance, Inspection and Enforcement, compliance, Investor Grievance Redressal, Arbitration, Defaulter Asset Management, Surveillance and Investigation, and Exchange Compliance, Ensure operational efficiency through the implementation of policies and procedures to support
Listing and Listing Compliance, Inspection and Enforcement, compliance, Investor Grievance Redressal, Arbitration, Defaulter Asset Management, Surveillance and Investigation, and Exchange Compliance, Ensure operational efficiency through the implementation of policies and procedures to support Membership of Institute 0f Company Secretaries of India and/or Membership of Institute of Chartered Accountants ...
Opportunity Employer. Ø Perform health checks & Monitor infrastructure, servers, databases, distributed batch jobs Ø Knowledge of Incident, Problem and Change Management processes and tools Ø Manage, track and validate all changes to the Production, Disaster Recovery environment. Ø Manage incidents
JPMorgan Chase is a leading global financial services firm with assets of $1.2 trillion and operations in more than 100 countries. The firm is a leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private
for the GSC. The position would provide Compliance support for the operational activities performed by the GSC supporting the Corporate & Investment Bank and Commercial Bank lines of business. This position will also strongly support coverage of the local Indian laws that apply to the GSC legal entity ...
with business management to build and maintain control mechanisms to remain in compliance with laws and regulations and to protect the reputation and franchise of the business. The role will review new business initiatives, operational procedures and major operational and systems changes from a regulatory
raising and risk management (ECM and DCM). Treasury Services: JPMorgan is a full-service provider of cash management, liquidity and trade solutions to financial institutions, MNC corporations and local corporations in India. JPM is a leading clearing bank for major currencies like USD and EUR Markets &
Title: Senior Compliance Officer Level: Associate, Compliance Testing, Corporate and Investment Bank Location: India Business Description JPMorgan is a global leader in the financial services industry and provides a variety of financial products and services. In India it is primarily
the impact of regulatory change and working with business management to build and maintain control mechanisms to remain in compliance with laws and regulations and to protect the reputation and franchise of the business. The role will review new business initiatives, operational procedures and major
and compliance through the IBC Compliance monthly meetings forum. Partner with the business management and the IBC in developing a strong compliance and control culture in the business. Closely partner with regional FICC Product Compliance team for regional product specific projects, regional compliance
of audit or relevant business experience. Knowledge and experience of corporate Compliance activities across Corporate and Investment Banking businesses ideally from an audit or risk perspective. Knowledge and experience of auditing Corporate and Investment bank products would be beneficial. In-depth
Limited (JPMSIPL or India GSC). This newly created position is of significant importance to India GSC and the successful candidate will play a key part in managing legal and corporate secretarial risks for JPMSIPL. Responsibilities for India GSC Provide legal and corporate secretarial advice to JPMSIPL
P.F., Professional Tax, L.W.F., Maternity benefit returns, other compliance's, payments towards half yearly CLA, annual returns towards Maternity Act, Bonus Act, Minimum Wages etc. Be updated on revised rates of Minimum Wages / Special Allowance for respective State Govt. offices, update departmental
interaction on policy issues. Developing best diligence practices: Set standards, standardize forms and evolve systems. Acting as compliance officer under merchant banking regulations. Investor Relations in relation to Capital Markets transactions - IPO's / FPO transactions etc. Good training skills ...
demonstrated knowledge on managing contracts, managing disputes, interpreting legal language etc. Experience of having worked on compliances under Government sponsored projects with agencies such as USAID, DFID, GiZ or with multi-lateral aid agencies such as World Bank, ADB etc is preferred. Should have
of the legislative and judicial developments.? Ensure Legal, Regulatory and Statutory compliances and related issues for the company.? Assisting business team in tie-ups, corporate agency, referral, web aggregators, insurance brokers, IMDS, POS other business engagement? Managing Critical Disputes-Best Re, Aon ...