Salary - 2 Lac to 5 Lac (Negiotiable) Qualfication : Graduate & CS Experience - 2+ yrs of Experience into the Same field. Mandatory- Candidates Should have Good Communication Skills & Knowledge related to Securities Company. Should have also worked on inspection/Audit of NSE/BSE
authorities. ? Establishing, implementing and managing day to day regulatory compliance and other compliance framework. ? Providing Compliance advice to the business. ? Handling BSE, NSE & SEBI Inspection & audit ? Co-coordinating with exchanges for any compliance related issues. ? Actively involved
with local regulatory authorities for all building license procurements (new / renewals) e) Verify and vet all the documents to be submitted to regulatory authorities in case of inspection/ litigation. f) Prepare and Scrutinize all building wise Quarterly Compliance Reports g) To establish a process
Conceptualize & implement of policies Strategizing the long / short term directions Recruitment, Resourcing & Development Identify Training &Development needs and implement the required action Buyer, statuary & Social Compliance competency mapping
Qualifications - CA or MBA from a premier institute Key Responsibilities - Execute risk-based internal audits, process reviews, standard operating procedures, enterprise risk management and revenue assurance assignments as per the client requirements - Develop audit work programs, evaluate issues for improvement and communicate issues to IA management and business clients - Independent preparation of ...
as appearing before courts in almost all legal matters on behalf of Group Companies. 4.Core responsibility for preparing reply of all SEBI, NSE, BSE Investigation in scripts and enquiry with proper co-ordination and help of concerned Departments, Reply to NSCCL regarding the query related to short-fall 1. Candidate should be having 5 -6 years experience in litigation. 2. Candidate should have strong ...
accounts, interacting & Member Client Agreement Franking. Responsible for updating DATA of Equity (Offline & Online), PNB forms, Commodity forms (Online), NRI forms, MCX and NSE Currency forms (Online) in company software. Responsible for performing timely pre-verification of Know Your Customer (KYC) forms
Working closely with clients, a relationship manager will execute trades on behalf of the clients, continuously provide them investment advice and attempt to meet their clients financial and investment goals. Know market sentiment via research, valuation and data analysis. Monitoring BSE/NSE
Managed expenses against budget Cost Analysis & reconciliation of cost accounts with financial accounts standardizing systems &procedures -service, maintenance of debtor accounts, stock handling Statutory Compliance Handling C&F credit &Debit Notes candidate should have Minimum 10 yr of experience in Commercial role Good Knowledge in Statutory Compliance
to the accounts department on quartly basis. Before filing the case against clients, co-ordinate with the branches, franchises and clients to recover the debit balances of NSE/ BSE/ NCDEX/ MCX trading. Investigate the matters regarding to search out the fresh addresses of the clients to whom we have filed
for adherence to SLAs Impose penalties for instances of negligence and delays Update inventory/details of secured stationary as per business and compliance requirement Accountable for availability of secured stationary at branches; monitor record of destruction of secured stationary Enforce safe custody Desired Qualification - Graduate in any discipline Desired Experience 6-8 years of experience in ...