Listing and Listing Compliance, Inspection and Enforcement, compliance, Investor Grievance Redressal, Arbitration, Defaulter Asset Management, Surveillance and Investigation, and Exchange Compliance, Ensure operational efficiency through the implementation of policies and procedures to support
Listing and Listing Compliance, Inspection and Enforcement, compliance, Investor Grievance Redressal, Arbitration, Defaulter Asset Management, Surveillance and Investigation, and Exchange Compliance, Ensure operational efficiency through the implementation of policies and procedures to support Membership of Institute 0f Company Secretaries of India and/or Membership of Institute of Chartered Accountants ...
Looking for a Accountant from NBFC having knowledge of RBI COMPLIANCE AND NPA,Balance Sheet, Audit, Banking, Taxation & Assessment and Customer Queries. Knowledge of Accounts & Taxation,Must be aware of RBI guidelines/rules for NBFC ...
Looking for a Accountant from NBFC having knowledge of RBI COMPLIANCE AND NPA,Balance Sheet, Audit, Banking, Taxation & Assessment and Customer Queries. Knowledge of Accounts & Taxation,Must be aware of RBI guidelines/rules for NBFC. Knowledge about Excel and software system,Specialized knowledge of banking and Audit, preferred candidate from banking & finance industry ...
including evaluating compliance with relevant regulations and issue identification. Other aspects of the role may include supporting the CEM, CIO and general India compliance programme that will extend to subjects such as (but not limited to) regulatory risk assessments, issue sensitization
will be beneficial. Language Requirements: • Proficient in verbal and written English Job Title: Associate, Compliance Department: Compliance Position Location: Mumbai Reporting: This position will report to the Executive Director – India Compliance Full/Part Time: Full Time
are driven to help internal/external customers. Ø Aggressively respond to service requests from Client facing support teams, Operations partners, etc. Ø Manage application and infrastructure to maximize stability and resiliency. Leverage and improve monitoring and alerting capabilities to ensure application
client wise & region wise Keeping track of latest Government legislation's affecting the contract staffing industry Display Abstract copies and maintain all compliance MIS, documents copies and registers as required by various statutory acts for all branches and HO and submit Compliance Certificate
to policies, procedures and regulatory requirements and oversee implementation thereof Partnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Companys response to regulatory investigations Desired Profile The incumbent is expected to have good
when necessary across supporting framework Knowledge (documentation) management experience. Strong technical / Business documentation skills Stakeholders Management & Co-ordination Skills Skills Required Banking & financial industry system experience Infrastructure product knowledge as mentioned above
outsourcing projects especially in the information security domain Experience in driving pan-organization initiatives and managing large programs Knowledge of GRC tools and automation of risk management processes Proven ability to develop KPI’s, Metrics, Dashboards, Heat maps etc. for monitoring and reporting
of the legislative and judicial developments.? Ensure Legal, Regulatory and Statutory compliances and related issues for the company.? Assisting business team in tie-ups, corporate agency, referral, web aggregators, insurance brokers, IMDS, POS other business engagement? Managing Critical Disputes-Best Re, Aon ...
Liaison with all government officials for labour law compliances. Attending Legal Internal / external audits / inspections at clients premises and maintaining records for the same. Attending any legal proceedings in court and maintain minimal/nil exposure to lawsuits. Protect the interests
regulations and identify and escalate any potential conflicts. Essential Skills/Experience: • Minimum 7+ years of relevant experience • Good interpersonal and influencing skills, with the ability to build credibility and strong partnership with compliance, control functions and business at varying levels
Management. Ability to understand, interpret, and apply regulatory guidelines and standards applicable to each line of business Understanding of corporate governance requirements and principles of risk management and compliance principles Experience implementing compliance policies and procedures Excellent
enquiries and investigations and assist in management of regulatory inspections as they each relate to the above business areas. Other aspects of the role include supporting the compliance programme that will extend to subjects such as (but not limited to) regulatory risk assessments, establishment
raising and risk management (ECM and DCM). Treasury Services: JPMorgan is a full-service provider of cash management, liquidity and trade solutions to financial institutions, MNC corporations and local corporations in India. JPM is a leading clearing bank for major currencies like USD and EUR Markets &
Description About Compliance Program Head The APAC Regional Employee Trading and Outside Business Activities Unit within the Compliance Division undertakes oversight, administration, and surveillance responsibilities in ensuring all personal trading/outside business activities conducted by covered