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  • Review the alerts cleared by associates to monitor market abuse and market manipulation across asset classes (equity, fixed income and derivatives trading). Examples of Trade Surveillance models to be reviewed and monitored includes (but not limited to): Possible Insider Trading, Possible Ramping, Layering, Spoofing, Trade to Trade, Marking the close, IPO Laddering, Wash Trading, Front Running, Trading Halt ...

  • To manage delivery of all contractual commitments to strategic partners and their end customer(s) for complex worldwide projects/programs Able to manage teams across theaters. Executive level relationship management with the strategic partner(s) and/or end user customer(s). Will be responsible to work with customers as the primary point of contact and communication, both internally and with the client ...

  • Responsible for developing new clients and ensuring consistent flow of new revenue for the company. Set appointments and personally meet with prospects, conducts in depth dialogue and develops a positive business relationship built on mutual trust. Partners across the firm to utilize appropriate resources for initial and ongoing prospect sales meetings and proposals. Keeps up to date on prospects ...

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