to dramatically expand our personal wealth management capabilities and provide customers with simple, transparent solutions. The goal for CPWM is to lead the industry in client-centric investments. Summary: This position will assist Financial Advisors and clients with maximum administrative and operational
to the expanded team once all hires are in place Occasional travel and overtime may be required 5-10 years experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in Compliance, KYC and Screening Outstanding client management, partnership building ...
Florida, Registered Licensed Customer Associates are expected to support Financial Advisors and provide world class customer service where the focus is on client satisfaction and deepening relationships. Job Responsibilities: Efficiently manage inquiries from CWM FAs and Clients for New Account
relationships, while maintaining a strategic understanding of the client’s operating model. We organize our clients into industry ‘segments’ such as Asset Managers, Pension, Sovereign Wealth and Banks. This allows us to understand the specific requirements and behaviors of the segment and ensure our service
along with process flow implemented, appropriate control tools in place, team members fully understand risks and related controls) · Manage relationship with internal clients, anticipate needs, take feedback, run conference calls. · Act as a point of contact for escalations and high priority requests
the CIB Clearing House and Clients Analytics; · Record and communicate any objections raised by theproduct owners and LoBs . · Coordinate the closure of accounts and the archiving of reference data · Contribute metrics and status reporting to the management team scorecard · Information the change
swaps, OTC derivatives and monitoring their cash flows and performance Liaison with Fund Administrators and various teams in XYZ such as swaps desk, listed derivatives, interest and finance team , stock loan team Performing activities around regulatory or management checks in the area of short sales Chartered Accountant Excellent analytical skills to work on capital market products Ability to ...
and no TAT missed. To be proactive in identifying process and knowledge gaps, and effectively manage escalations. Prioritize and manage projects requests in conjunction with BAU requests Conduct and record weekly team meetings and raise all best practices Identify opportunities for increasing operational
Associate (602)- KYC Operations Team lead JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial
As an Associate in Global Finance, you will be responsible for the following: Roles & Responsibilities – include specific functions/ tasks/ performance objectives The role is responsible for day to day management of financial information, delivery, integrity and control of the financial statements
The Global Compliance Operations team is responsible for supporting and leading aspects of the firm's AML program. The team works closely with the AML Program Management Office, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify, remediate and track issues ...
management skills to be successful in this role. · Conduct "deep dive" analyses on key issues impacting client profitability (e.g., capital /expense allocation at client level, exposure at client level) · Review and document existing business processes, identify improvement opportunities, model and analyze
Experience of working with vendor systems and connectivity hubs. · Experience in a client facing role. · Clear communicator able to work well under pressure. · Strong familiarity with Unix. · Past experience of at least a basic level of programming. Desired Skills · Project management. · Good knowledge
Primary Location: Indonesia,Jawa,Jakarta Education: Master's Degree Job Function: Research Schedule: Full-time Shift: Day Job Employee Status: Regular Travel Time: No Job ID: 16035178 Description Associate Key Accountabilities: Supporting the analyst covering the retail sector
• Understand and support the broader AML/KYC processes and infrastructure, including transaction monitoring, client onboarding, account opening, and screening• Identify and escalate challenges to a successful and timely rollout of CitiKYC releases• Build and maintain a work-class organization focused around
Customer Service / Operations Job Role Associate / Sr. Associate ? (Non ?Technical) Keyword Outbound Sales, Customer Service, Inbound, Client Servicing, relationship management ,account manager ,client relationship, key account manager, business development ,customer relation client servicing executive