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208 jobs found for Analyst Broker

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  • in the cross training program Qualifications - Bachelor’s degree required; Accounting or Finance degree. - 5+ years of relevant work experience in SEC broker dealer regulatory capacity or a background in broker dealer audit and examinations is highly preferred. - Working knowledge or prior experience

  • to be part of a team covering companies within the Brokers, Asset Managers and Exchanges. The Sr. Associate is responsible for supporting the Senior Analyst in the sector by building financial models, writing research reports, communicating recommendations and ideas to clients and partnering with Salesforce. Over

  • for the Broker-Dealer entities • Maintain, enhance and control of the group’s FX exposure management system (UFX) in conjunction with Technology • Identify opportunities to streamline work processes to enhance controls and increase efficiency • Dealing with queries relating to the day-to-day hedging and control process

  • brokers to get connection details and liaise with relevant networks & infrastructure teams to get the connectivity and firewall-permissions approved. o Coordinate with fellow members of client services team to get the LP / broker connections implemented on the client systems at application level. o

  • the Cash Equities department. This includes but is not limited to Broker Dealer activity in Euroclear and ASPAC markets. To provide transactional processing support for the respective products and day to day management of trade settlements.Provide feedback around ways to increase STP and to ensure

  • and firewall-permissions approved. o Coordinate with fellow members of client services team to get the LP / broker connections implemented on the client systems at application level. o Schedule call for on-boarding test trade with LP / broker, customer and prime broker and facilitate the test trades. Relationship

  • and firewall-permissions approved. o Coordinate with fellow members of client services team to get the LP / broker connections implemented on the client systems at application level. o Schedule call for on-boarding test trade with LP / broker, customer and prime broker and facilitate the test trades. Relationship

  • and collaborate with brokers, stakeholders for all requests. 4. Maintain knowledge on all technical information and resolve all issues in transactions and perform correction where required. 5. Manage everyday work activities and inform supervisor appropriately. 6. Administer and collect all metrics

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • including APAC, Euroclear, DTC and major European markets Liaise with agent banks, brokers, CGM sales and trading desk, customer's back office to follow up any potential fails prior to settlement date Relay unmatched items to oversea offices and trading desks for resolution so as to avoid failure

  • experience. Mandatory Experience: · PeopleSoft CRM production support . Tools and technologies: Peoplesoft CRM; PeopleTools, Integration Broker; SOAP webservices; HTML; XML; STAT; PeopleCode and PS-Query . Proficiency writing SQL in an Oracle database environment · PL/SQL programming knowledge · Working

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

  • Experience on Fix on boarding analyst role Specialist in client on-boarding for Equity Algorithmic Trading, Smart order Routing, Crossing Networks/Dark Pools Liquidity, Futures &options and FX Algos. Latest addition : FIXATDL - The new way for broker strategies. Experience with UNIX, Linux

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