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183 jobs found for Analyst Broker

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  • in the cross training program Qualifications - Bachelor’s degree required; Accounting or Finance degree. - 5+ years of relevant work experience in SEC broker dealer regulatory capacity or a background in broker dealer audit and examinations is highly preferred. - Working knowledge or prior experience

  • to be part of a team covering companies within the Brokers, Asset Managers and Exchanges. The Sr. Associate is responsible for supporting the Senior Analyst in the sector by building financial models, writing research reports, communicating recommendations and ideas to clients and partnering with Salesforce. Over

  • for the Broker-Dealer entities • Maintain, enhance and control of the group’s FX exposure management system (UFX) in conjunction with Technology • Identify opportunities to streamline work processes to enhance controls and increase efficiency • Dealing with queries relating to the day-to-day hedging and control process

  • the Cash Equities department. This includes but is not limited to Broker Dealer activity in Euroclear and ASPAC markets. To provide transactional processing support for the respective products and day to day management of trade settlements.Provide feedback around ways to increase STP and to ensure

  • 1. Work real time with the Singapore and US equity markets 2. Review pricing data and flag anomalies 3. Ensure optimal level of customer services and collaborate with brokers, stakeholders for all requests. 4. Maintain knowledge on all technical information and resolve all issues in transactions

  • including APAC, Euroclear, DTC and major European markets Liaise with agent banks, brokers, CGM sales and trading desk, customer's back office to follow up any potential fails prior to settlement date Relay unmatched items to oversea offices and trading desks for resolution so as to avoid failure

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • 1. Preparing Business process flows and eliciting the business requirements and documenting them. 2. Breaking down of business requirements in to User Stories that are clear, testable, unambiguous with definition of done - DO NOT COPY PASTE i.e. PERFORM REQUIREMENT ELICITATION AND NOT JUST BROKER

  • and collaborate with brokers, stakeholders for all requests. 4. Maintain knowledge on all technical information and resolve all issues in transactions and perform correction where required. 5. Manage everyday work activities and inform supervisor appropriately. 6. Administer and collect all metrics

  • experience. Mandatory Experience: · PeopleSoft CRM production support . Tools and technologies: Peoplesoft CRM; PeopleTools, Integration Broker; SOAP webservices; HTML; XML; STAT; PeopleCode and PS-Query . Proficiency writing SQL in an Oracle database environment · PL/SQL programming knowledge · Working

  • implementations and Support 4 Requirements Skills set (required) · Minimum 4-6 yrs PeopleSoft Development and Support experience · Minimum 4-6 yrs PeopleTools (Peoplecode, App Engine, Workflow, SQR, Component Interfaces, App packages, Integration Broker, web services, Query, XML publisher ...

  • Experience in Service Broker, SSIS, SSRS, and SSAS Experience in Installing and Configuring multi-node and multi-subnet Clustered SQL Servers Skills Required: 2+ years Microsoft SQL Server 2+ years Microsoft Windows Server Management Studio and Visual Studio Team Edition History of managing multiple RDBMS

  • Experience in Service Broker, SSIS, SSRS, and SSAS Experience in Installing and Configuring multi-node and multi-subnet Clustered SQL Servers Skills Required: 2+ years Microsoft SQL Server 2+ years Microsoft Windows Server Management Studio and Visual Studio Team Edition History of managing multiple RDBMS

  • Experience in Service Broker, SSIS, SSRS, and SSAS Experience in Installing and Configuring multi-node and multi-subnet Clustered SQL Servers Skills Required: 2+ years Microsoft SQL Server 2+ years Microsoft Windows Server Management Studio and Visual Studio Team Edition History of managing multiple RDBMS

  • limits utilization and excesses for counterparties in the portfolio participating in ad-hoc projects, preparing credit updates for senior management and portfolio bankers.Sound presentation skills as the analyst will be frequently involved in portfolio review presentation to senior credit officers

  • Forwards and settling the same in its due settlement into the accounting system as per broker. Exposure all types of corporate action and its impact on the funds Management Responsibilities Maintain a controlled operating environment that complies with operational Act as technical and knowledge

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